Impeachment
This is about a step in the removal of a public official; for challenging a witness in a legal proceeding, see witness impeachment.
In the
constitutions of several countries,
impeachment is the first of two stages in a specific process for a legislative body to remove a
government official without that official's agreement.
Impeachment occurs rarely enough for many in a country to misunderstand its nature. A typical misconception is to confuse it with involuntary removal from office; in fact it is only the legal statement of charges, parallelling an
indictment in
criminal law. An official who is impeached faces a second legislative vote (whether by the same body or another), which determines conviction, or failure to convict, on the charges embodied by the impeachment. Most constitutions require a
supermajority to convict.
One tradition of impeachment has its origins in the
law of England and Wales, where the procedure last took place in
1806. Impeachment exists under constitutional law in many nations around the world, including the
United States,
Brazil,
Russia, the
Philippines and the
Republic of Ireland.
Etymologically, the word "impeachment" derives from Latin roots expressing the idea of becoming caught or entrapped, and has analogues in the modern French verb
empêcher (to prevent) and the modern English
impede. Medieval popular etymology also associated it (wrongly) with derivations from the Latin
impetere (to attack). (In its more frequent and more technical usage,
impeachment of a person in the role of a
witness is the act challenging the honesty or credibility of that person.)
The process should not be confused with
recall election. A recall election is usually initiated by voters and can be based on "political charges", for example mismanagement, whereas impeachment is initiated by a constitutional body (usually a legislative body) and is based on criminal charges. The process of removing the official is also different.
Procedure
In the
United Kingdom, the
House of Commons holds the power of initiating an impeachment. Any member may make accusations of
high treason or
high crimes and misdemeanours. The member must support the charges with evidence and
move for impeachment. If the Commons carries the motion, the mover receives orders to go to the bar at the
House of Lords and to impeach the accused "in the name of the House of Commons, and all the commons of the United Kingdom."
The mover must tell the Lords that the House of Commons will, in due time, exhibit particular articles against the accused, and make good the same. The Commons then usually select a committee to draw up the charges and create an "Article of Impeachment" for each. (In the case of
Warren Hastings, however, the drawing up of the articles preceded the formal impeachment.) Once the committee has delivered the articles to the Lords, replies go between the accused and the Commons via the Lords. If the Commons have impeached a peer, the Lords take custody of the accused, otherwise custody goes to
Black Rod. The accused remains in custody unless the Lords allow bail. The Lords set a date for the trial while the Commons appoints managers, who act as prosecutors in the trial. The accused may defend by
counsel.
The
House of Lords hears the case, with the
Lord Chancellor presiding (or the
Lord High Steward if the impeachment relates to a
peer accused of high treason.) The hearing resembles an ordinary trial: both sides may call witnesses and present evidence. At the end of the hearing the Lord Chancellor puts the question on the first article to each member in order of seniority, commencing with the most junior peer, and ending with himself, and after all have voted, proceeds to deal with any remaining articles similarly. Upon being called, a Lord must rise and declare upon his honour, "Guilty" or "Not Guilty". After voting on all of the articles has taken place, and if the Lords find the defendant guilty, the Commons may move for judgment; the Lords may not declare the punishment until the Commons have so moved. The Lords may then provide whatever punishment they find fit, within the law. A Royal
Pardon cannot excuse the defendant from trial, but a Pardon may reprieve a convicted defendant.
History
Parliament has held the power of impeachment since mediæval times. Originally, the House of Lords held that impeachment could only apply to members of the
peerage (nobles), as the nobility (the Lords) would try their own peers, while commoners ought to try
their peers (other commoners) in a
jury. However, in 1681, the Commons declared that they had the right to impeach whomsoever they pleased, and the Lords have respected this resolution.
After the reign of
Edward IV, impeachment fell into disuse, the
bill of attainder becoming the preferred form of dealing with undesirable subjects of the Crown. However, during the reign of
James I and thereafter, impeachments became more popular, as they did not require the assent of the Crown, while bills of attainder did, thus allowing Parliament to resist royal attempts to dominate Parliament. The most recent cases of impeachment dealt with
Warren Hastings, Governor-General of India between 1773 and 1786 (impeached in 1788; the Lords found him not guilty in 1795), and
Henry Dundas, 1st Viscount Melville,
First Lord of the Admiralty, in 1806 (acquitted). The last attempted impeachment occurred in
1848, when
David Urquhart accused
Lord Palmerston of having signed a secret treaty with
Imperial Russia and of receiving monies from the
Tsar. Palmerston survived the vote in the Commons; the Lords did not hear the case.
Impeachment in modern politics
The procedure has, over time, become rarely used and some legal authorities (such as
Halsbury's Laws of England) consider it to be probably obsolete. The principles of "responsible government" require that the
Prime Minister and other executive officers answer to Parliament, rather than to the Sovereign. Thus the Commons can remove such an officer without a long, drawn-out impeachment. However, it is argued by some that the remedy of impeachment remains as part of British constitutional law, and that legislation would be required to abolish it. Furthermore, impeachment as a means of punishment for wrongdoing, as distinct from being a means of removing a minister, remains a valid reason for accepting that it continues to be available, at least in theory.
In April 1977 the
Young Liberals' annual conference unanimously passed a motion to call on the
Liberal leader (
David Steel) to move for the impeachment of
Ronald King Murray QC, the
Lord Advocate. Mr. Steel did not call the motion but Murray (now Lord Murray, a former
Senator of the College of Justice of Scotland) agrees that the Commons still have the right to initiate an impeachment motion. On
25 August 2004,
Plaid Cymru MP
Adam Price announced his
intention to move for the impeachment of
Tony Blair for his role in involving Britain in the
2003 invasion of Iraq. In response
Peter Hain, the
Commons Leader, insisted that impeachment was obsolete, given modern government's responsibility to parliament. Ironically,
Peter Hain had served as president of the Young Liberals when they called for the impeachment of Mr. Murray in 1977.
In 2006
General Sir Michael Rose revived the call for the impeachment of
British Prime Minister Tony Blair for leading the country into the
invasion of Iraq in 2003 under false pretenses. For similar reasons, there is a loosely formed
movement to impeach George W. Bush as President of the United States.
 |
The impeachment trial of President Bill Clinton in 1999, Chief Justice William H. Rehnquist presiding. The House managers are seated beside the quarter-circular tables on the left and the president's personal counsel on the right, much in the fashion of President Andrew Johnson's trial. |
In the
United States, impeachment can occur both at the federal and state level. At the federal level, different standards apply when the impeachment involves a member of the
executive branch or of the
judiciary (and dispute currently exists over the use of impeachment against members of the legislative branch.) For the executive branch, only those who have allegedly committed "
treason,
bribery, or other high crimes and misdemeanors" may be impeached. Although treason and bribery are obvious, the
Constitution is silent on what constitutes a "high crime or misdemeanor." Several commentators have suggested that
Congress alone may decide for itself what constitutes an impeachable offense. The standard for impeachment among the judiciary is much broader. Article III of the Constitution states that judges remain in office "during good behavior," implying that Congress may remove a judge for bad behavior. The standard for impeachment of members of the legislature is/would be the same as the Executive standard, "treason, bribery, or other high crimes and misdemeanors."
The central question regarding the Constitutional dispute about the impeachment of members of the legislature is this: Are members of Congress "officers" of the United States? The Constitution grants to the House the power to impeach "The President, the Vice President, and all civil Officers of the United States." Many believe firmly that Members of Congress are
not "officers of the United States."
Source (pdf) (Navigate to page 7) Many others, however, believe that Members are civil Officers and are subjected to impeachment. The House of Representatives did impeach a Senator once, Senator
William Blount. The Senate expelled Senator Blount and, after initially hearing his impeachment, dismissed the charges for lack of jurisdiction. Left unsettled was the question "Are members of Congress civil officers of the United States?" In modern times, expulsion has become the preferred (albeit rare) method of dealing with errant Members of Congress, as each House has the authority to expel their own members—without involving the other chamber, as impeachment would require.
The impeachment procedure is in two steps. The
House of Representatives must first pass "articles of impeachment" by a simple majority. (All fifty state legislatures as well as the
District of Columbia city council may also pass articles of impeachment against their own executives). The articles of impeachment constitute the formal allegations. Upon their passage, the defendant has been "impeached."
Next, the
Senate tries the accused. In the case of the impeachment of a President, the
Chief Justice of the United States presides over the proceedings. Otherwise, the
Vice President, in his capacity as President of the Senate, or the
President pro tempore of the Senate presides. This may include the impeachment of the Vice President him- or herself, although legal theories suggest that allowing a person to be the judge in the case where s/he was the defendant wouldn't be permitted. If the Vice President did not preside over an impeachment, the duties would fall to the
President Pro Tempore.
In order to convict the accused, a
two-thirds majority of the senators present is required. Conviction automatically removes the defendant from office. Following conviction, the Senate may vote to further punish the individual by barring him from holding future federal office (either elected or appointed). Despite a conviction by the Senate, the defendant remains liable to criminal prosecution. It is possible to impeach someone even after the accused has vacated his office in order to disqualify the person from future office or from certain emoluments of their prior office (such as a pension.) If a
two-thirds majority of the senators present does not vote "Guilty" on one or more of the charges, the defendant is acquitted and no punishment is imposed.
Congress regards impeachment as a power to be used only in extreme cases; the House has initiated impeachment proceedings only 62 times since
1789 (most recently President Clinton), and only the following 17 federal officers have been impeached:
* two
presidents:
**
Andrew Johnson was impeached in
1868. Johnson was acquitted of all charges by a single vote in the
Senate.
**
Bill Clinton was
impeached on
December 19,
1998 by the
House of Representatives on grounds of
perjury to a
grand jury (by a 228–206 vote) and
obstruction of justice (by a 221–212 vote). Two other articles of impeachment failed — a second count of
perjury in the Jones case (by a 205–229 vote), and one accusing Clinton of
abuse of power (by a 148–285 vote). He was acquitted by the Senate.
* one
cabinet officer,
William W. Belknap (Secretary of War). He resigned before his trial, and was later acquitted. Allegedly most of those who voted to acquit him believed that his resignation had removed their jurisdiction.
* one
Senator,
William Blount (though the Senate had already expelled him and it may have been illegal, see above).
*
Associate Justice Samuel Chase in 1804. He was acquitted.
* twelve other
federal judges.
Source U.S. Senate Many mistakenly assume
Richard Nixon was impeached, but he wasn't. While the House Judiciary Committee did approve articles of impeachment against him (by wide margins) and did report those articles to the full House, Nixon resigned prior to House consideration of the impeachment resolutions. Both his impeachment by the House of Representatives and his conviction by the Senate were near certainties; Nixon reportedly decided to resign after being told this by a Republican Senator.
Nixon's first vice president,
Spiro Agnew, also resigned rather than wait to be impeached for tax evasion and money laundering.
In the
Republic of Ireland formal impeachment can apply only to the
President. Article 12 of the
Constitution of Ireland provides that, unless judged to be "permanently incapacitated" by the
Supreme Court, the president can only be removed from office by the houses of the
Oireachtas (parliament) and only for the commission of "stated misbehaviour". Either house of the Oireachtas may impeach the president, but only by a resolution approved by a majority of at least two-thirds of its total number of members; and a house may not consider a proposal for impeachment unless requested to do so by at least thirty of its number.
Where one house impeaches the president, the remaining house either investigates the charge or commissions another body or committee to do so. The investigating house can remove the president if it decides, by at least a two-thirds majority of its members, both that she is guilty of the charge of which she stands accused, and that the charge is sufficiently serious as to warrant her removal. To date no impeachment of an Irish president has ever taken place. The president holds a largely ceremonial office, the dignity of which is considered important, so it is likely that a president would resign from office long before undergoing formal conviction or impeachment.
The Republic's constitution and law also provide that only a joint resolution of both houses of the Oireachtas may remove a judge. Although often referred to as the 'impeachment' of a judge, this procedure does not technically involve impeachment.
*
Austria: The
Austrian Federal President can be impeached by the
Federal Convention (
Bundesversammlung) before the Constitutional Court. The constitution also provides for the recall of the president by a
referendum. Neither of these courses has ever been taken.
*
Brazil: The President of Federative Republic of
Brazil can be impeached. This happened to
Fernando Collor de Mello, due to evidences of bribery and misappropriation.
*
Germany: The
Federal President of Germany can be impeached by the
Bundestag for willfully violating German law. Once the Bundestag impeaches the president, the Federal Constitutional Court decides whether to remove him or her from office. No such case has yet occurred.
*
Norway: Members of government, representatives of the national assembly (Stortinget) and Supreme Court judges can be impeached for criminal offences tied to their duties and committed in office, according to th Constitution of 1814, §§ 86 and 87. The procedural rules were modelled on the US rules and are quite similar to them. Impeachment has been used 8 times since 1814, last in 1927. Many argue that impeachment has fallen into
desuetude.
*
Russia: The
President of Russia can be impeached if both the
State Duma (which initiates the impeachment process through the formation of a special investigation committee) and the
Federation Council of Russia vote by a two-thirds majority in favor of impeachment and, additionally, the
Supreme Court finds the President guilty of
treason or a similarly heavy crime against the nation. In
1995-
1999, the Duma made several attempts to impeach then-President
Boris Yeltsin, but they never had a sufficient amount of votes for the process to reach the Federation Council.
*
Taiwan: Officials can be impeached by a two-thirds vote in the
Legislative Yuan together with an
absolute majority in a referendum. President
Chen Shui-bian is currently being impeached.
Presidents who were removed from office following impeachment
*
Fernando Collor de Mello, president of
Brazil, was impeached in
1992, and this led to his resignation.
*
Carlos Andrés Pérez, president of
Venezuela, was impeached in
1993.
*
Raúl Cubas Grau, president of
Paraguay, was impeached in
1999.
*
Rolandas Paksas, president of
Lithuania, was impeached on
April 6,
2004.
*
Impeachment in the United States*
Movement to impeach George W. Bush*
SourceWatch Article on The Case for Impeachment of President George W. Bush