Nuremberg Trials
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The Süddeutsche Zeitung announces "The Verdict in Nuremberg." Depicted are (left, from top): Goering, Hess, Ribbentrop, Keitel, Kaltenbrunner, Rosenberg, Frank, Frick; (second column) Funk, Streicher, Schacht; (third column) Doenitz, Raeder, Schirach; (right, from top) Sauckel, Jodl, Papen, Seyss-Inquart, Speer, Neurath, Fritsche, Bormann. Image from Topography of Terror Museum, Berlin. |
The
Nuremberg Trials were the
trials of officials involved in
World War II and
the Holocaust during the
Nazi regime. The trials were held in the city of
Nuremberg,
Germany, from 1945 to 1949, at the
Nuremberg Palace of Justice. The first and best known of these trials was the
Trial of the Major War Criminals Before the International Military Tribunal (
IMT), which tried 24 of the most important captured leaders of Nazi Germany. It was held from
November 20, 1945 to
October 1, 1946. The second set of trials of lesser war criminals was conducted under Control Council Law No. 10 at the
U.S. Nuremberg Military Tribunals (NMT), including the
Doctors' Trial. This article primarily deals with the IMT; see the separate article on the NMT for details on those trials.
Papers released on
January 1,
2006 from the British
War Cabinet have shown that, as early as December 1942, the Cabinet had discussed their policy for the punishment of the leading Nazis if captured.
British Prime Minister Winston Churchill had then advocated a policy of
summary execution with the use of an
Act of Attainder to circumvent legal obstacles, and was only dissuaded from this by pressure from the U.S. later in the war. In late 1943, during the Tripartite Dinner Meeting at the
Tehran Conference, the Soviet leader,
Joseph Stalin, proposed executing 50,000-100,000 German staff officers. Not realizing that Stalin was serious, U.S. President
Franklin D. Roosevelt joked that perhaps 49,000 would do. Churchill denounced the idea of "the cold blooded execution of soldiers who fought for their country." However, he also stated that war criminals must pay for their crimes, and that in accordance with the
Moscow Document, which he himself had written, they should be tried at the places where the crimes were committed. Churchill was vigorously opposed to executions for political purposes.
[John Crossland Churchill: execute Hitler without trial in The Sunday Times, January 1, 2006] [ Tehran Conference: Tripartite Dinner Meeting November 29, 1943 Soviet Embassy, 8:30 PM]U.S. Treasury Secretary,
Henry Morgenthau Jr., suggested a plan for the total
denazification of Germany; this was known as the
Morgenthau Plan. The plan detailed methods of deportation, forced labor, and economic repression similar to that of the
Treaty of Versailles. Both Churchill and Roosevelt supported this plan, and went as far as attempting its authorization at the
Quebec Conference in September 1944. However, the
Soviet Union announced its preference for a judicial process. Later, details were leaked to the public, generating widespread protest. Roosevelt, seeing strong public disapproval, abandoned the plan, but did not proceed to adopt support for another position on the matter. The demise of the Morgenthau Plan created the need for an alternative method of dealing with the Nazi leadership. The plan for the "Trial of European War Criminals" was drafted by
Secretary of War Henry L. Stimson and the
War Department. Roosevelt died in April 1945. The new president,
Harry S. Truman, gave strong approval for a judicial process.
After a series of negotiations between the U.S., Britain, the Soviet Union, and
France, details of the trial were worked out. The trials were set to commence on
November 20, 1945, in the city of Nuremberg.
At the meetings in
Tehran (1943),
Yalta (1945) and
Potsdam (1945), the three major wartime powers, the
USA,
USSR and
Great Britain, agreed on the format to punish those responsible for war-crimes during
World War II.
France was also awarded a place on the tribunal.
The legal basis for the trial was established by the
London Charter, issued on
August 8 1945, which restricted the trial to "punishment of the major war criminals of the European Axis countries". Some 200 German war crimes defendants were tried at Nuremberg, and 1,600 others were tried under the traditional channels of military justice. The legal basis for the jurisdiction of the court was that defined by the
Instrument of Surrender of Germany, political authority for Germany had been transferred to the
Allied Control Council, which havingsovereign power over Germany could choose to punish violations of international law and the laws of war. Because the court was limited to violations of the laws of war, it did not have jurisdiction over crimes that took place before the outbreak of war on
September 1 1939.
The restriction of trial and punishment by the international tribunal to personnel of the Axis countries has led to accusations of
victor's justice and that Allied war crimes could not be tried. It is, however, usual that the armed forces of a civilised country
[Judgement : The Law Relating to War Crimes and Crimes Against Humanity contained in the Avalon Project archive at Yale Law School. "but by 1939 these rules laid down in the [Hague] Convention [of 1907] were recognised by all civilized nations, and were regarded as being declaratory of the laws and customs of war"]issue their forces with detailed guidance on what is and is not permitted under their military code. These are drafted to include any international treaty obligations and the customary laws of war. For example at the trial of
Otto Skorzeny his defence was in part based on the Field Manual published by the War Department of the United States Army, on
1 October,
1940, and the American Soldiers' Handbook
[Trial of Otto Skorzeny and Others, General Military Government Court of the U.S. Zone of Germany, 18 August to 9 September, 1947.]. If a member of the armed forces breaks their own military code they can expect to face a court martial. When members of the Allied armed forces broke their military codes, they could be and were tried, as, for example, at the
Biscari Massacre trials. The
unconditional surrender of the Axis powers was unusual and led directly to the formation of the international tribunals. Usually international wars end conditionally and the treatment of suspected war criminals makes up part of the peace treaty. In most cases those who are not prisoners of war are tried under their own judicial system if they are suspected of committing war crimes – as happened the end of the concurrent
Continuation War and led to the
war-responsibility trials in Finland. In restricting the international tribunal to trying suspected Axis war crimes, the Allies were acting within normal international law.
Location
The Soviet Union had wanted the trials to take place in
Berlin, but
Nuremberg was chosen as the site for the trials for specific reasons:
* It was located in the American
sector (at this time, Germany was divided into four sectors).
* The Palace of Justice was spacious and largely undamaged (one of the few that had remained largely intact through extensive Allied bombing of Germany). A large prison was also part of the complex.
* Because Nuremberg had been appointed "City of the
party rallies", there was symbolic value in making it the place of the Nazi party's demise.
It was also agreed that Berlin would become the permanent seat of the IMT and that the first trial (several were planned) would take place in Nuremberg. Because of the
Cold War, there were no subsequent trials. Also, these trials were in Nuremberg since it was easily accessible.
Participants
Each of the four countries provided one judge and an alternate; and the prosecutors. The judges were:
*
Colonel Rt Hon Sir Geoffrey Lawrence (British main and president)
*
Sir Norman Birkett (British alternate)
*
Francis Biddle (US main)
*
John Parker (US alternate)
*
Professor Henri Donnedieu de Vabres (French main)
*
Robert Falco (French alternate)
*
Major-General Iona Nikitchenko (Soviet main)
*
Lieutenant-Colonel Alexander Volchkov (Soviet alternate)
The chief prosecutors were
Robert H. Jackson for the
United States,
Sir Hartley Shawcross for the
UK,
Lieutenant-General R. A. Rudenko for the
Soviet Union, and
François de Menthon and
Auguste Champetier de Ribes for
France. Assisting Jackson was the lawyer
Telford Taylor and assisting Shawcross were
Major Sir David Maxwell-Fyfe and Sir
John Wheeler-Bennett. Shawcross also recruited a young barrister
Anthony Marreco, who was the son of a friend of his, to help the British team with the heavy workload.
The validity of the court has been questioned by many groups and individuals for a variety of reasons and motives:
* The defendants were not allowed to appeal or affect the selection of judges. Some people argue that, because the judges were appointed by the victors, the Tribunal was not impartial and could not be regarded as a court in the true sense.
A. L. Goodhart, Professor at
Oxford, opposed this view, writing:
"Attractive as this argument may sound in theory, it ignores the fact that it runs counter to the administration of law in every country. If it were true then no spy could be given a legal trial, because his case is always heard by judges representing the enemy country. Yet no one has ever argued that in such cases it was necessary to call on neutral judges. The prisoner has the right to demand that his judges shall be fair, but not that they shall be neutral. As Lord Writ has pointed out, the same principle is applicable to ordinary criminal law because 'a burglar cannot complain that he is being tried by a jury of honest citizens.'" ("The Legality of the Nuremberg Trials",
Juridical Review, April, 1946)
* The main Soviet judge,
Nikitchenko, had taken part in
Stalin's
show trials of 1936-1938, something which in later years has damaged the credibility of the trials in some circles.
*One of the charges included conspiracy to commit aggression against
Poland in
1939. According to critics of the Nuremberg trials, if the actions of the German government in 1939 were indeed a conspiracy to commit aggression against Poland, then since the Secret Protocols of the
German-Soviet Non-Aggression Pact of
August 23, 1939, proposed the partition of Poland between the Germans and the Soviets, then by rights Soviet leaders ought to have been tried for the being part of the same conspiracy to commit aggression against Poland rather than sitting in judgment of the Germans.
*In 1915 the Allied Powers, Britain, France, and Russia, jointly issued a statement explicitly charging for the first time ever another government (the
Sublime Porte) of committing "a
crime against humanity". But it was not until the phrase was further developed in the
London Charter that it had a specific meaning. As the London Charter definition of what constituted a crime against humanity was unknown when many of the crimes were committed it was a retrospective law.
* The trials were conducted under their own
rules of evidence; the indictments were created
ex post facto and were not based on any nation's law; the
tu quoque defense was removed; and the entire spirit of the assembly was "
victor's justice". Article 19 of the Nuremberg International Military Tribunal Charter reads as follows:
:"The Tribunal shall not be bound by technical rules of evidence. It shall adopt and apply to the greatest possible extent expeditious and nontechnical procedure, and shall admit any evidence which it deems to be of probative value.''"
The International Military Tribunal was opened on
October 18 1945, in the Supreme Court Building in
Berlin. The first session was presided over by the Soviet judge, Nikitchenko. The prosecution entered indictments against 24 major war criminals and six
criminal organizations - the leadership of the
Nazi party, the
Schutzstaffel (SS) and
Sicherheitsdienst (SD), the
Gestapo, the
Sturmabteilung (SA) and the High Command of the German army (
OKW). The following organizations were tried as well:
*
NSDAP*
SA*
SS*
Reichsregierung*
Generalstab and
Oberkommando der Wehrmacht*
Gestapo and
Sicherheitsdienst (SD)The indictments were for:
# Participation in a common plan or
conspiracy for the accomplishment of
crime against peace# Planning, initiating and waging
wars of aggression and other crime against peace#
War crimes#
Crimes against humanityThe 24 accused were:"
I"
indicted "
G" indicted and found guilty "
º" Not Charged
| Name ¦¦colspan=4>Count | Sentence | Notes |
|---|
| | 1 | 2 | 3 | 4 | | |
|---|
| Martin Bormann | º | G | G | Death | Successor to Hess as Nazi Party Secretary. Sentenced to death in absentia, remains found in 1972.[1] |
| Karl Dönitz | I | G | º | 10 years | Leader of the Kriegsmarine from 1943, succeeded Raeder. Initiator of the U-boat campaign who became President of Germany following Hitler's death[2]. In evidence presented at the trial of Karl Dönitz on his orders to the U-boat fleet to breach the London Rules, Admiral Chester Nimitz stated that unrestricted submarine warfare was carried on in the Pacific Ocean by the United States from the first day that nation entered the war. Dönitz was found guilty of breaching the 1936 Second London Naval Treaty, but his sentence was not assessed on the ground of his breaches of the international law of submarine warfare.[Judgement : Doenitz the Avalon Project at the Yale Law School] |
| Hans Frank | º | G | G | Death | Ruler of the General Government in occupied Poland. Expressed repentance[3] |
| Wilhelm Frick | I | G | G | G | Death | Hitler's Minister of the Interior. Authored the Nuremberg Race Laws.[4] |
Hans Fritzsche | I | I | º | Acquitted | Popular radio commentator, and head of the news division of the Nazi Propaganda Ministry. Tried in place of Joseph Goebbels[5] |
| Walther Funk | I | G | G | G | Life Imprisonment | Hitler's Minister of Economics. Succeeded Schacht as head of the Reichsbank. Released due to ill health on May 16 1957[6] |
| Hermann Göring | G | G | G | G | Death | Reichsmarschall, Commander of Luftwaffe, and several departments of the SS. Committed suicide the night before his execution.[7] |
| Rudolf Hess | G | G | I | I | Life Imprisonment | Hitler's deputy, flew to Scotland in 1941[8] |
| Alfred Jodl | G | G | G | G | Death | Wehrmacht Generaloberst, Keitel's subordinate. On February 28, 1953, Jodl was posthumously exonerated by a German de-Nazification court, which found him not guilty of crimes under international law. [9] |
| Ernst Kaltenbrunner | º | G | G | Death | Highest surviving SS-leader. Chief of RSHA, the central Nazi intelligence organ. Also, commanded many of the Einsatzgruppen and several concentration camps.[10] |
| Wilhelm Keitel | G | G | G | G | Death | Head of Oberkommando der Wehrmacht (OKW).[11] |
| Gustav Krupp von Bohlen und Halbach | I | I | I | I| | Major Nazi industrialist. Medically unfit for trial |
Robert Ley | I | I | I | I| | Head of DAF, The German Labour Front. Suicide on October 25, 1945, before the trial began |
| Konstantin von Neurath | G | G | G | G | 15 years | Minister of Foreign Affairs until 1938, succeeded by Ribbentrop. Later, Protector of Bohemia and Moravia. Resigned in 1943 due to dispute with Hitler. Released (ill health) November 6, 1954[12] |
| Franz von Papen | I | º|º | Acquitted | Chancellor of Germany in 1932 and Vice-Chancellor under Hitler from 1933. Later, ambassador to Turkey. Although acquitted at Nuremburg, von Papen was reclassified as a war criminal in 1947 by a German de-Nazification court, and sentenced to eight years' hard labour. He was acquitted following appeal after serving two years. [13] |
| Erich Raeder | G | G | º | Life Imprisonment | Leader of the Kriegsmarine until his retirement in 1943, succeeded by Doenitz. Released (ill health) September 26, 1955[14] |
| Joachim von Ribbentrop | G | G | G | G | Death | Nazi Minister of Foreign Affairs[15] |
| Alfred Rosenberg | G | G | G | G | Death | Racial theory ideologist. Later, Protector of the Eastern Occupied Territories.[16] |
| Fritz Sauckel | I | I | G | G | Death | Plenipotentiary of the Nazi slave labor program.[17] |
| Hjalmar Schacht | I | º|º | Acquitted | Pre-war president of the Reichsbank. Admitted to violating the Treaty of Versailles.[18]|- | Baldur von Schirach | º|º | G | 20 years | Head of the Hitlerjugend, later Gauleiter of Vienna. Expressed repentance[19] |
Arthur Seyss-Inquart | I | G | G | G | Death | Instrumental in the Anschluss. Later, Gauleiter of occupied Holland.[20] |
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|
Albert Speer>º|º
G | G | 20 Years | Hitler's favorite architect and personal friend. Responsible for several aspects of industry (esp. as Minister of Armaments) and a central figure in leadership. Expressed repentance.[21] | | Julius Streicher | º|º | G | Death | Incited hatred and murder against the Jews through his weekly newspaper, Der Stürmer.[22] |
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