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You are here:  Experts > Money > Online Brokerage/Banking > Q`s About Broker/Dealers

SubjectDate AskedExpert

Financial Advisor responsibilities4/23/2002victor mader
  Q: Mader: My question concerns my Advisor with Merrill Lynch. He took my money (Retirement rollover, ...
  A: Brokers make money for themselves first, you second. He put you into some funds, got his ...
wall street investigation4/12/2002victor mader
  Q: Victor... The attorney general is expanding an investigation of conflicts of interest with ...
  A: I understand your concern but it's probably too late to do anything about it. I belive brokerage ...
BETTING THE DOW4/9/2002victor mader
  Q: I have developed a system to trade the DOW. It doesn't work so well with the S&P or NASDAQ. I have ...
  A: Nobody, and I mean NOBODY, can trade the Dow and consistently make money. In the end you will lose. ...
How to find a money manager?3/14/2002victor mader
  Q: I have a $500K portfolio that I've been managing myself during the past 10 years. I'm interested in ...
  A: I don't like to pay money managers a fee because they've rarely proven they can beat a standard ...
VARIABLE ANNUITY2/20/2002victor mader
  Q: VICTOR, TODAY MY FATHER WHO IS 59,TALKED TO A FINACIAL ADVISOR ABOUT PUTTING SOME EXTRA MONEY IN ...
  A: I added more at bottom The broker will get a BIG commission for selling you, which means don't do ...
buying stocks9/15/2001victor mader
  Q: I would like to buy some stocks on mon. Im an amature. Never purchased befor.Dont want to open(cant) ...
  A: Sorry I blew it John I was trapped in NY. Had return flight day of attack and didn't get home until ...
Stock8/10/2001victor mader
  Q: Dow Jones, nasdaq, shares, stocks, bonds, Invest, Markets, Wall street, Funds... What do all those ...
  A: Wall street is the place where stocks trade, a location in New York City. Stock is an interest in a ...
NORKFOLK & WESTERN RAILROAD COUPON BONDS7/21/2001victor mader
  Q: I HVE 100- $25.00 COUPON BONDS. THEY WERE ISSUED IN 1890 WITH A MATURITY DATE OF 1941. THEY WERE ...
  A: Try writing investor relations at Norfolk & Western. Frankly, I'm not familiar with the company. I ...
Trading Course7/10/2001victor mader
  Q: Aloha! Re: Jack Carter, "The Tricks of the Trade" stock trading course. I'm thinking of getting this ...
  A: DO NOT waste your money. Any course in stock trading is a waste of money and you'll lose your money. ...
Stocks5/16/2001victor mader
  Q: I would like know if there are any web sites that would list stocks that are $1.00 or less so I can ...
  A: I'm not aware of any such sites. These are stocks that trade on what are known as "the pink sheets" ...
Market prices of tradeable instruments4/16/2001victor mader
  Q: Are the Market prices of tradeable instrument affected by interest rates?
  A: If your question is are stocks affected by interest rates the answer in a giant YES. Stocks compete ...
Brokers and fees2/15/2001victor mader
  Q: I deal in shares quite regularly (around 8 - 12 time a year). I have used Halifax as brokers, but ...
  A: Article in Wall St Journal this week pointing out that many Internet brokers are on verge of ...
Wall Street Underground Newsletter11/30/2000victor mader
  Q: I would like to know if Nick Guarino- the editor of Wall Street Underground is on the level or what? ...
  A: 100%, absolute hogwash. Anyone stupid enough to believe that should be locked up. And, big deal. He ...
Is it like on the movies? :)10/3/2000victor mader
  Q: . victor mader :) .. you always c on the movies people buying and selling stock all the time. I like ...
  A: I would start by buying a no load mutual fund, an Index Fund, like a Russel 2000. Look at ...
Best way to handle small investment portfolio9/19/2000victor mader
  Q: My significant other has entrusted me with the upkeep of a small portfolio of stocks. The current ...
  A: The stock market has appreciated an average of 12% per year compounded over the past 100 years. That ...
stock certificate9/16/2000victor mader
  Q: my wife has been buying stock in sara lee during her 9 years of employment. company closed facility ...
  A: You can open an account on line, send certificate certified mail to broker, and sell. Or, you can go ...
Certificate of stock9/12/2000victor mader
  Q: I have a certificate for 250 shares of a stock. How can I be sure that I will get credit for this if ...
  A: Because you can send it certified signature required. Second, because a brokerage firm does this ...
Stock9/7/2000victor mader
  Q: Is there any advice you can give a 20 year old that is interested in the stock market and has some ...
  A: Keep learning. It's too bad that you'll learn (after a lot of time) that the best way to invest is ...
I have never invested before, but I have $1100...7/13/2000victor mader
  Q: I was hoping to invest my money for a year and earn significantly more than just putting in the ...
  A: Smart Money knows no more than anyone; in fact given enough time to read you'll find someone touting ...
Brokers7/5/2000victor mader
  Q: To Victor Mader Dear sir: I have been trading stock for 5 years but have ...
  A: Leonard: I usually say I don't believe anyone can make money day trading as you're dealing with ...
"Shorts" and "longs"4/20/2000victor mader
  Q: There`s a stock I follow, and read about on the Yahoo message boards. It seems the "shorts" always ...
  A: To go "long" a stock means you buy it with the hope it goes up. To go "short" a stock means you sell ...
Beginner4/11/2000victor mader
  Q: I have never invested in the stock market before, I recieved a stock tip from family, family says to ...
  A: If you need to open an account today find an office in your city for a Paine Webber, Merrill Lynch, ...
stock3/23/2000victor mader
  Q: what is the role of a stock broker and why are is picking a good broker critical? What are the ...
  A: The role of a good broker is to offer you advice that will make money for YOU, not himself.My guess ...
Trading On-Line3/15/2000victor mader
  Q: Mr. Mader In reference to the Ameritrade advertising: The ad states that you can open a cash ...
  A: You need to study how to invest before you invest. Penny stocks are nearly always horrid ...

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