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Q`s About Broker/Dealers/Questions
| Subject | Date Asked | Expert |
| Selling Stock? | 5/16/2004 | George |
| Q: I have 69 shares of Nationwide Financial Services (NatwFS on the NYSE) and I want to sell it. How ... A: Go to any broker, ie jd edwards, merril lynch, etc and they can walk you through the process. They ... | ||
| Broker/Dealer Sponsor | 3/5/2004 | George |
| Q: ------------------------- Followup To Thanks for answering so quickly, George. I want to be able ... A: The best place for you to go is your state. In certain circumstances they will sponsor you to take ... | ||
| Broker/Dealer Sponsor | 3/4/2004 | George |
| Q: I'm studying to take the series 6 exam next month. I have to have a broker/dealer as a sponsor (as ... A: I really can't answer you without more specifics. Let me know... What are you trying to do? What ... | ||
| Financial Advisor responsibilities | 4/23/2002 | victor mader |
| Q: Mader: My question concerns my Advisor with Merrill Lynch. He took my money (Retirement rollover, ... A: Brokers make money for themselves first, you second. He put you into some funds, got his ... | ||
| wall street investigation | 4/12/2002 | victor mader |
| Q: Victor... The attorney general is expanding an investigation of conflicts of interest with ... A: I understand your concern but it's probably too late to do anything about it. I belive brokerage ... | ||
| BETTING THE DOW | 4/9/2002 | victor mader |
| Q: I have developed a system to trade the DOW. It doesn't work so well with the S&P or NASDAQ. I have ... A: Nobody, and I mean NOBODY, can trade the Dow and consistently make money. In the end you will lose. ... | ||
| How to find a money manager? | 3/14/2002 | victor mader |
| Q: I have a $500K portfolio that I've been managing myself during the past 10 years. I'm interested in ... A: I don't like to pay money managers a fee because they've rarely proven they can beat a standard ... | ||
| VARIABLE ANNUITY | 2/20/2002 | victor mader |
| Q: VICTOR, TODAY MY FATHER WHO IS 59,TALKED TO A FINACIAL ADVISOR ABOUT PUTTING SOME EXTRA MONEY IN ... A: I added more at bottom The broker will get a BIG commission for selling you, which means don't do ... | ||
| buying stocks | 9/15/2001 | victor mader |
| Q: I would like to buy some stocks on mon. Im an amature. Never purchased befor.Dont want to open(cant) ... A: Sorry I blew it John I was trapped in NY. Had return flight day of attack and didn't get home until ... | ||
| Stock | 8/10/2001 | victor mader |
| Q: Dow Jones, nasdaq, shares, stocks, bonds, Invest, Markets, Wall street, Funds... What do all those ... A: Wall street is the place where stocks trade, a location in New York City. Stock is an interest in a ... | ||
| NORKFOLK & WESTERN RAILROAD COUPON BONDS | 7/21/2001 | victor mader |
| Q: I HVE 100- $25.00 COUPON BONDS. THEY WERE ISSUED IN 1890 WITH A MATURITY DATE OF 1941. THEY WERE ... A: Try writing investor relations at Norfolk & Western. Frankly, I'm not familiar with the company. I ... | ||
| Trading Course | 7/10/2001 | victor mader |
| Q: Aloha! Re: Jack Carter, "The Tricks of the Trade" stock trading course. I'm thinking of getting this ... A: DO NOT waste your money. Any course in stock trading is a waste of money and you'll lose your money. ... | ||
| Stocks | 5/16/2001 | victor mader |
| Q: I would like know if there are any web sites that would list stocks that are $1.00 or less so I can ... A: I'm not aware of any such sites. These are stocks that trade on what are known as "the pink sheets" ... | ||
| Market prices of tradeable instruments | 4/16/2001 | victor mader |
| Q: Are the Market prices of tradeable instrument affected by interest rates? A: If your question is are stocks affected by interest rates the answer in a giant YES. Stocks compete ... | ||
| Brokers and fees | 2/15/2001 | victor mader |
| Q: I deal in shares quite regularly (around 8 - 12 time a year). I have used Halifax as brokers, but ... A: Article in Wall St Journal this week pointing out that many Internet brokers are on verge of ... | ||
| Wall Street Underground Newsletter | 11/30/2000 | victor mader |
| Q: I would like to know if Nick Guarino- the editor of Wall Street Underground is on the level or what? ... A: 100%, absolute hogwash. Anyone stupid enough to believe that should be locked up. And, big deal. He ... | ||
| Is it like on the movies? :) | 10/3/2000 | victor mader |
| Q: . victor mader :) .. you always c on the movies people buying and selling stock all the time. I like ... A: I would start by buying a no load mutual fund, an Index Fund, like a Russel 2000. Look at ... | ||
| Best way to handle small investment portfolio | 9/19/2000 | victor mader |
| Q: My significant other has entrusted me with the upkeep of a small portfolio of stocks. The current ... A: The stock market has appreciated an average of 12% per year compounded over the past 100 years. That ... | ||
| stock certificate | 9/16/2000 | victor mader |
| Q: my wife has been buying stock in sara lee during her 9 years of employment. company closed facility ... A: You can open an account on line, send certificate certified mail to broker, and sell. Or, you can go ... | ||
| Certificate of stock | 9/12/2000 | victor mader |
| Q: I have a certificate for 250 shares of a stock. How can I be sure that I will get credit for this if ... A: Because you can send it certified signature required. Second, because a brokerage firm does this ... | ||
| Stock | 9/7/2000 | victor mader |
| Q: Is there any advice you can give a 20 year old that is interested in the stock market and has some ... A: Keep learning. It's too bad that you'll learn (after a lot of time) that the best way to invest is ... | ||
| I have never invested before, but I have $1100... | 7/13/2000 | victor mader |
| Q: I was hoping to invest my money for a year and earn significantly more than just putting in the ... A: Smart Money knows no more than anyone; in fact given enough time to read you'll find someone touting ... | ||
| Brokers | 7/5/2000 | victor mader |
| Q: To Victor Mader Dear sir: I have been trading stock for 5 years but have ... A: Leonard: I usually say I don't believe anyone can make money day trading as you're dealing with ... | ||
| "Shorts" and "longs" | 4/20/2000 | victor mader |
| Q: There`s a stock I follow, and read about on the Yahoo message boards. It seems the "shorts" always ... A: To go "long" a stock means you buy it with the hope it goes up. To go "short" a stock means you sell ... | ||
| Beginner | 4/11/2000 | victor mader |
| Q: I have never invested in the stock market before, I recieved a stock tip from family, family says to ... A: If you need to open an account today find an office in your city for a Paine Webber, Merrill Lynch, ... | ||
| stock | 3/23/2000 | victor mader |
| Q: what is the role of a stock broker and why are is picking a good broker critical? What are the ... A: The role of a good broker is to offer you advice that will make money for YOU, not himself.My guess ... | ||
| Trading On-Line | 3/15/2000 | victor mader |
| Q: Mr. Mader In reference to the Ameritrade advertising: The ad states that you can open a cash ... A: You need to study how to invest before you invest. Penny stocks are nearly always horrid ... | ||
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