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Q`s About Broker/Dealers/Financial Advisor responsibilities


Bob wrote at 2006-08-12 13:06:45
Victor is exactly right. If you don't buy and sell, your broker has no reason to call you. If you want to learn how to invest safely, try reading the book "Brokerage Fraud". It details all the ways brokers are compensated and how to avoid problems when setting up (or closing) an account.

Randycox wrote at 2013-08-22 04:44:24
This is really a serious issue to take action. You could have not waited for long time. Before you trust on any financial consultant, take advises from Independent financial advisor.  

Q`s About Broker/Dealers

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victor mader


I`m not a broker therefore I can assure that I earn no monies from my unbiased advice. I usually don`t comment on specific stocks but rather how to avoid getting "taken" by any unethical brokers, financial advisors, etc. I have 35 years of personal experience and stay well informed. My goal is to make you a better informed investor. I`ve been told by several stock brokers that I know more than many registered brokers.


I spend an average of 1-2 hours per day reading about investments and have since 1965. I now have accounts at DLJ and Goldman Sachs, two very fine firms.

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