AboutVincent DiCarlo Expertise Securities lawyer can explain how an investor with a dispute or problem with a stockbroker can recover losses due to stock broker fraud, securities fraud, misrepresentations, unsuitable investment, churning, unauthorized trades, compliance violations, bad advice, and other misconduct. How to file a complaint for FINRA (formerly known as NASD) arbitration with or without an attorney. Common claims, issues, options, and costs. Whether particular claims are worth pursuing. Informational website at www.investorrecovery.com/
Experience Vincent DiCarlo, a former staff lawyer for the Division of Enforcement of the SEC, has advised and represented investors, stockbrokers, and the government nationwide in securities matters for many years. Resume at www.investorrecovery.com//CoHist.htm
Toll free: 800-699-2728.
Publications Publication list at http://www.dicarlolaw.com/PublicationList.htm#Publications
Education/Credentials Teaching experience at http://www.dicarlolaw.com/PublicationList.htm#Teaching
Question my friend has a 451 retirement fund offered at work by lincoln. instead of the company putting the money every paycheck in the retirement account they were taking the money and using it for other things. this is money that my friend has been thinking he has had in this account only to find out that it is not there.If you cannot answer this question ,could you please recommend someone I can talk to?
Answer It sounds like your friend should hire an employment lawyer who represents employees and who practices in your location. I suggest that, if you do not know anyone who can make a personal recommendation, you might try the local bar association's lawyer referral service. The American Bar Association sponsors an internet directory of these services at http://www.abanet.org/referral/home.html.
In addition to whatever else you do, you should also look at the Martindale-Hubbell directory, which is a national directory of lawyers by city containing a wealth of information, including descriptions of areas of practice, resumes, and ratings of lawyers and firms for both ability and ethics. They have an online lawyer locater at http://www.martindale.com
